News, Comment & Analysis results for The Securities and Exchange Commission

Compliance
1 July 2024

Singapore's Cautious Development Path As A Crypto Hub

The writer of this article, who looks at the way that Singapore's regulators go about governing the...

Legal
31 August 2023

Learning The Legal Lessons From “Succession”

In this detailed analysis of legal questions generated by the HBO television drama, law firm Squire...

Offshore
27 July 2023

Panama Papers "Whistleblower" Sues Germany For Reward; ICIJ Says Doesn't Pay For Information

In an unusual turn events, the person who claims to have fired the alert about the huge trove off...

Compliance
20 June 2023

Crypto Firms Look Elsewhere Amid US SEC Woes

After the jarring experiences of crypto firms in 2022, regulators are tightening controls –...

ESG
30 May 2023

The ESG Phenomenon: Insurers Continue Quitting Net Zero Pact – Reports

A cluster of insurance firms, convened by the United Nations and which has operated since 2021, has...

Compliance
30 January 2023

Morgan Stanley Punishes Staff Over WhatsApp Violations – Media

The saga underscores regulators' concerns that bankers and other financial sector staff might be...

Legal
14 December 2022

FTX Founder Arrested In Bahamas; US Files Charges

The stunning demise of FTX has come in what has been a difficult year for the wider cryptocurrency...

ESG
17 October 2022

ESG Can Still Deliver The Goods, Despite Headwinds – AllianceBernstein

The financial environment for ESG enthusiasts has got more difficult this year. For example, the...

Alt Investments
19 September 2022

Get Ready For More Assets To Be "Financialized"

We talk to a business using cryptocurrency and blockchain tools to make diamonds a more efficient...

ESG
14 September 2022

The ESG Phenomenon: Singapore's New Disclosure Portal

The latest developments in the ESG space. ...

Comment & Analysis results for The Securities and Exchange Commission